A HISTORY OF LITERARY CRITICISM IN THE RENAISSANCE

Columbia University

STUDIES IN LITERATURE

Columbia University STUDIES IN LITERATURE

A HISTORY OF LITERARY CRITICISM IN THE RENAISSANCE: With Special Reference to the Influence of Italy in the Formation and Development of Modern Classicism. By Joel Elias Spingarn.

In Press:

ROMANCES OF ROGUERY: An Episode in the Development of the Modern Novel, Part I. The Picaresque Novel in Spain. By Frank Wadleigh Chandler.

SPANISH LITERATURE IN ENGLAND UNDER THE TUDORS. By John Garrett Underhill.

***Other numbers of this series will be issued from time to time, containing the results of literary research, or criticism by the students or officers of Columbia University, or others associated with them in study, under the authorization of the Department of Literature, George Edward Woodberry and Brander Matthews, Professors.

A HISTORY

OF

LITERARY CRITICISM IN THE RENAISSANCE

WITH SPECIAL REFERENCE TO THE INFLUENCE OF ITALY IN THE FORMATION AND DEVELOPMENT OF MODERN CLASSICISM

BY

JOEL ELIAS SPINGARN

New York PUBLISHED FOR THE COLUMBIA UNIVERSITY PRESS BY THE MACMILLAN COMPANY LONDON: MACMILLAN & CO., Ltd.

1899

All rights reserved

Copyright, 1899,

By THE MACMILLAN COMPANY.

Norwood Press J. S. Cushing & Co.—Berwick & Smith Norwood Mass. U.S.A. -v-

PREFACE

This essay undertakes to treat the history of literary criticism in the Renaissance. The three sections into which the essay is divided are devoted, respectively, to Italian criticism from Dante to Tasso, to French criticism from Du Bellay to Boileau, and to English criticism from Ascham to Milton; but the critical activity of the sixteenth century has been the main theme, and the earlier or later literature has received treatment only in so far as it serves to explain the causes or consequences of the critical development of this central period. It was at this epoch that modern criticism began, and that the ancient ideals of art seemed once more to sway the minds of men; so that the history of sixteenth-century criticism must of necessity include a study of the beginnings of critical activity in modern Europe and of the gradual introduction of the Aristotelian canons into modern literature.

This study has been made subservient, more particularly, to two specific purposes. While the critical activity of the period is important and even interesting in itself, it has been here studied primarily for the purpose of tracing the origin and-vi- causes of the classic spirit in modern letters and of discovering the sources of the rules and theories embodied in the neo-classic literature of the seventeenth and eighteenth centuries. How did the classic spirit arise? Whence did it come, and how did it develop? What was the origin of the principles and precepts of neo-classicism? These are some of the questions I have attempted to answer in this essay; and, in answering them, I have tried to remember that this is a history, not of critical literature, but of literary criticism. For this reason I have given to individual books and authors less prominence than some of them perhaps deserved, and have confined myself almost exclusively to the origin of principles, theories, and rules, and to the general temper of classicism. For a similar reason

I have been obliged to say little or nothing of the methods and results of applied, or concrete, criticism.

This, then, has been the main design of the essay; but furthermore, as is indicated in the title, I have attempted to point out the part played by Italy in the growth of this neo-classic spirit and in the formulation of these neo-classic principles. The influence of the Italian Renaissance in the development of modern science, philosophy, art, and creative literature has been for a long time the subject of much study. It has been my more modest task to trace the indebtedness of the modern world to Italy in the domain of literary criticism; and I trust that I have shown the Renaissance influence to be as great in this as in the other realms of study. The-vii- birth of modern criticism was due to the critical activity of Italian humanism; and it is in sixteenth-century Italy that we shall find, more or less matured, the general spirit and even the specific principles of French classicism. The second half of the design, then, is the history of the Italian influence in literary criticism; and with Milton, the last of the humanists in England, the essay naturally

closes. But we shall find, I think, that the influence of the Italian Renaissance in the domain of literary criticism was not even then all decayed, and that Lessing and Shelley, to mention no others, were the legitimate inheritors of the Italian tradition.

This essay was submitted to the Faculty of Philosophy, Columbia University, in partial fulfillment of the requirements of the degree of Doctor of Philosophy. The bibliography at the end of the essay indicates sufficiently my obligations to preceding writers. It has been prepared chiefly for the purpose of facilitating reference to works cited in the text and in the foot-notes, and should be consulted for the full titles of books therein mentioned; it makes no pretence of being a complete bibliography of the subject. It will be seen that the history of Italian criticism in the sixteenth century has received scarcely any attention from modern scholars. In regard to Aristotle's Poetics, I have used the text, and in general followed the interpretation, given in Professor S. H. Butcher's Aristotle's Theory of Poetry and Fine Art, a noble monument of scholarship vivified by literary feeling.-viii- I desire also to express my obligations to Professor Butcher for an abstract of Zabarella, to Mr. P. O. Skinner of Harvard for an analysis of Capriano, to my friend, Mr. F. W. Chandler,

for summaries of several early English rhetorical treatises, and to Professor Cavalier Speranza for a few corrections; also to my friends, Mr. J. G. Underhill, Mr. Lewis Einstein, and Mr. H. A. Uterhart, and to my brother, Mr. A. B. Spingarn, for incidental assistance of some importance.

But, above all, I desire to acknowledge my indebtedness to Professor George E. Woodberry. This book is the fruit of his instruction; and in writing it, also, I have had recourse to him for assistance and criticism. Without the aid so kindly accorded by him, the book could hardly have been written, and certainly would never have assumed its present form. But my obligations to him are not limited to the subject or contents of the present essay. Through a period of five years the inspiration derived from his instruction and encouragement has been so great as to preclude the possibility of its expression in a preface. Quare habe tibi quidquid hoc libelli.

New York,

March, 1899. -ix-

Part First

LITERARY CRITICISM IN ITALY

CHAPTER I

-3-

THE FUNDAMENTAL PROBLEM OF RENAISSANCE CRITICISM

The first problem of Renaissance criticism was the justification of imaginative literature. The existence and continuity of the æsthetic consciousness, and perhaps, in a less degree, of the critical faculty, throughout the Middle Ages, can hardly be denied; yet distrust of literature was keenest among the very class of men in whom the critical faculty might be presupposed, and it was as the handmaid of philosophy, and most of all as the vassal of theology, that poetry was chiefly valued. In other words, the criteria by which imaginative literature was judged during the Middle Ages were not literary criteria. Poetry was disregarded or contemned, or was valued if at all for virtues that least belong to it. The Renaissance was thus confronted with the necessity of justifying its appreciation of the vast body of literature which the Revival of Learning had recovered for the modern world; and the function of Renaissance criticism was to reëstablish the æsthetic foundations of literature, to reaffirm the eternal-4- lesson of Hellenic culture, and to restore once and

for all the element of beauty to its rightful place in human life and in the world of art.

I. Mediæval Conceptions of Poetry

The mediæval distrust of literature was the result of several coöperating causes. Popular literature had fallen into decay, and in its contemporary form was beneath serious consideration. Classical literature was unfortunately pagan, and was moreover but imperfectly known. The mediæval Church from its earliest stages had regarded pagan culture with suspicion, and had come to look upon the development of popular literature as antagonistic to its own supremacy. But beyond this, the distrust of literature went deeper, and was grounded upon certain theoretical and fundamental objections to all the works of the imagination.

These theoretical objections were in nowise new to the Middle Ages. They had been stated in antiquity with much more directness and philosophical efficacy than was possible in the mediæval period. Plato had tried imaginative literature by the criteria of reality and morality, both of which are unæsthetic criteria, although fundamentally applicable to poetry. In respect to reality, he had shown that poetry is three removes from the truth, being but the imitation, by the artist, of the imitation, in life, of an idea in the mind of God. In respect to morality, he had discovered in Homer, the greatest-5- of poets, deviations from truth, blasphemy against the gods, and obscenity of various sorts. Furthermore, he had found that creative literature excites the emotions more than does actual life, and stirs up ignoble passions which were better restrained.

These ideas ran throughout the Middle Ages, and indeed persisted even beyond the Renaissance. Poetry was judged by these same criteria, but it was natural that mediæval writers should substitute more practical reasons for the metaphysical arguments of Plato. According to the criterion of reality, it was urged that poetry in its very essence is untrue, that at bottom it is fiction, and therefore false. Thus Tertullian said that "the Author of truth hates all the false; He regards as adultery all that is unreal.... He never will approve pretended loves, and wraths, and groans, and tears;"[1] and he affirmed that in place of these pagan works there was in the Bible and the Fathers, a vast body of Christian literature and that this is "not fabulous, but true, not tricks of art, but plain realities."[2] According to the criterion of morality, it was urged that as few works of the imagination were entirely free from obscenity and blasphemy, such blemishes are inseparable from the poetic art; and accordingly, Isidore of Seville says that a Christian is forbidden to read the figments of the

poets, "quia per oblectamenta inanium fabularum mentem excitant ad incentiva libidinum."[3]

The third, or psychological objection, made by Plato, was similarly emphasized. Thus Tertullian -6-pointed out that while God has enjoined us to deal calmly and gently and quietly with the Holy Spirit, literature, and especially dramatic literature, leads to spiritual agitation.[4] This point seemed to the mediæval mind fundamental, for in real beauty, as Thomas Aquinas insisted, desire is quieted.[5] Furthermore, it was shown that the only body of literary work worthy of serious study dealt with pagan divinities and with religious practices which were in direct antagonism to Christianity. Other objections, also, were incidentally alluded to by mediæval writers. For example, it was said, the supreme question in all matters of life is the question of conduct, and it was not apparent in what manner poetry conduces to action. Poetry has no practical use; it rather enervates men than urges them to the call of duty; and above all, there are more profitable occupations in which the righteous man may be engaged.

These objections to literature are not characteristically mediæval. They have sprung up in every period of the world's history, and especially recur in all ages in which ascetic or theological conceptions of life are dominant. They were stock questions of the Greek schools, and there are extant treatises by Maximus of Tyre and others on the problem whether or not Plato was justified in expelling Homer from his ideal commonwealth. The same objections prevailed beyond the Renaissance; and they were urged in Italy by Savonarola, in Germany -7-by Cornelius Agrippa, in England by Gosson and Prynne, and in France by Bossuet and other ecclesiastics.

II. The Moral Justification of Poetry

The allegorical method of interpreting literature was the result of the mediæval attempt to answer the objections just stated. This method owed its origin to the mode of interpreting the popular mythology first employed by the Sophists and more thoroughly by the later Stoics. Such heroes as Hercules and Theseus, instead of being mere brute conquerors of monsters and giants, were regarded by the Stoic philosophers as symbols of the early sages who had combated the vices and passions of mankind, and they became in the course of time types of pagan saints. The same mode of interpretation was later applied to the stories of the Old Testament by Philo Judæus, and was first introduced into Occidental Europe by Hilary of Poitiers and Ambrose, Bishop of Milan.[6] Abraham, Adam, Eve, Jacob, became types of various virtues, and the biblical stories were considered as symbolical of the various moral struggles in the soul of man. The first instance of the systematic application of the method to the pagan myths occurs in the Mythologicon of Fulgentius, who probably

flourished in the first half of the sixth century; and in his Virgiliana Continentia, the Æneid is -8-treated as an image of life, and the travels of Æneas as the symbol of the progress of the human soul, from nature, through wisdom, to final happiness.

From this period, the allegorical method became the recognized mode of interpreting literature, whether sacred or profane. Petrarch, in his letter, De quibusdam fictionibus Virgilij,[7] treats the Æneid after the manner of Fulgentius; and even at the very end of the Renaissance Tasso interpreted his own romantic epics in the same way. After the acceptance of the method, its application was further complicated. Gregory the Great ascribes three meanings to the Bible,—the literal, the typical or allegorical, and the moral. Still later, a fourth meaning was added; and Dante distinctly claims all four, the literal, the allegorical, the moral or philosophical, and the anagogical or mystical, for his Divine Comedy.[8]

This method, while perhaps justifying poetry from the standpoint of ethics and divinity, gives it no place as an independent art; thus considered, poetry becomes merely a popularized form of theology. Both Petrarch and Boccaccio regarded allegory as the warp and woof of poetry; but they modified the mediæval point of view by arguing conversely that theology itself is a form of poetry,—the poetry of God. Both of them insist that the Bible is essentially poetical, and that Christ himself spoke largely in poetical images. This point -9-was so emphasized by Renaissance critics that Berni, in his Dialogo contra i Poeti (1537), condemns the poets for speaking of God as Jupiter and of the saints as Mercury, Hercules, Bacchus, and for even having the audacity to call the prophets and the writers of the Scriptures poets and makers of verses.[9]

The fourteenth and fifteenth books of Boccaccio's treatise, De Genealogia Deorum, have been called "the first defence of poesy in honor of his own art by a poet of the modern world;" but Boccaccio's justification of imaginative literature is still primarily based on the usual mediæval grounds. The reality of poetry is dependent on its allegorical foundations; its moral teachings are to be sought in the hidden meanings discoverable beneath the literal expression; pagan poetry is defended for Christianity on the ground that the references to Greek and Roman gods and rituals are to be regarded only as symbolical truths. The poet's function, for Boccaccio, as for Dante and Petrarch, was to hide and obscure the actual truth behind a veil of beautiful fictions—veritatem rerum pulchris velaminibus adornare.[10]

The humanistic point of view, in regard to poetry, was of a more practical and far-reaching nature than that of the Middle Ages. The allegorical interpretation did indeed continue throughout the Renaissance, and Mantuan, for example, can only -10-define a poem as a literary form which is bound by the stricter laws of metre, and which has its fundamental truths hidden under the literal expressions of the fable. For still later writers, this mode of regarding literature seemed to present the only loophole of escape from the moral objections to poetry. But in employing the old method, the humanists carried it far beyond its original application. Thus, Lionardo Bruni, in his De Studiis et Literis (c. 1405), after dwelling on the allegorical interpretation of the pagan myths, argues that when one reads the story of Æneas and Dido, he pays his tribute of admiration to the genius of the poet, but the matter itself is known to be fiction, and so leaves no moral impression.[11] By this Bruni means that fiction as such, when known to be fiction, can leave no moral impression, and secondly,

that poetry is to be judged by the success of the artist, and not by the efficacy of the moralist. Similarly, Battista Guarino, in his De Ordine Docendi et Studendi (1459), says that we are not disturbed by the impieties, cruelties, horrors, which we find in poetry; we judge these things simply by their congruity with the characters and incidents described. In other words, "we criticise the artist, not the moralist."[12] This is a distinct attempt at the æsthetic appreciation of literature, but while such ideas are not uncommon about this time, they express isolated sentiments, rather than a doctrine strictly coördinated with an æsthetic theory of poetry.

-11-

The more strict defense of poetry was attempted for the most part on the grounds set forth by Horace in his Ars Poetica. At no period from the Augustan Age to the Renaissance does the Ars Poetica seem to have been entirely lost. It is mentioned or quoted, for example, by Isidore of Seville[13] in the sixth century, by John of Salisbury[14] in the twelfth century, and by Dante[15] in the fourteenth. Horace insists on the mingled instructiveness and pleasurableness of poetry; and beyond this, he points out the value of poetry as a civilizing factor in history, regarding the early poets as sages and prophets, and the inventors of arts and sciences:—

This conception of the early poet's function was an old one. It is to be found in Aristophanes;[17] it -12-runs through Renaissance criticism; and even in this very century, Shelley[18] speaks of poets as "the authors of language, and of music, of the dance, and architecture, and statuary, and painting," as "the institutors of laws, and the founders of civil society, and the inventors of the arts of life." To-day the idealist takes refuge in the same faith: "The tree of knowledge is of equal date with the tree of life; nor were even the tamer of horses, the worker in metals, or the sower, elder than those twin guardians of the soul,—the poet and the priest. Conscience and imagination were the pioneers who made earth habitable for the human spirit."[19]